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BRIEFLY

The SEC sued a prominent financial adviser.

April 23, 1986

Richard M. Silverstein, who was named 1983 Certified Financial Planner of the Year by the Institute of Certified Financial Planners, was accused of fraudulent conduct as a registered investment adviser. Without admitting the allegations, Silverstein consented to entry of a permanent injunction in U.S. District Court in Los Angeles, barring use of any fraudulent device in limited partnership investments by him or his Los Angeles-based Silverstein Financial Services.

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