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April 6, 1999 | From Bloomberg News
The $2-billion Gabelli Growth Fund sold its remaining stake in Charles Schwab Corp. for more than $19 million, completing a process it began three months ago because the price had risen too high, portfolio manager Howard Ward said Monday. Gabelli Growth, which owned 750,750 shares of Schwab at the end of 1998, has been selling blocks of 5,000 to 10,000 shares since the beginning of this year, Ward said.
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BUSINESS
December 9, 1994 | From Times Staff and Wire Reports
Gabelli Settles Insider Trading Case: Gabelli & Co. Inc., a prominent and active Wall Street investment firm, and its investment adviser affiliate, Gamco Investors Inc., also agreed in the $100,000 settlement with the Securities and Exchange Commission to a cease and desist order and appointment of an independent consultant to review the firm's trading policies. Gabelli, based in Rye, N.Y., did not admit or deny SEC allegations that it failed to prevent misuse of confidential information.
BUSINESS
December 9, 1994 | From Times Staff and Wire Reports
Gabelli Settles Insider Trading Case: Gabelli & Co. Inc., a prominent and active Wall Street investment firm, and its investment adviser affiliate, Gamco Investors Inc., also agreed in the $100,000 settlement with the Securities and Exchange Commission to a cease and desist order and appointment of an independent consultant to review the firm's trading policies. Gabelli, based in Rye, N.Y., did not admit or deny SEC allegations that it failed to prevent misuse of confidential information.
BUSINESS
April 6, 1999 | From Bloomberg News
The $2-billion Gabelli Growth Fund sold its remaining stake in Charles Schwab Corp. for more than $19 million, completing a process it began three months ago because the price had risen too high, portfolio manager Howard Ward said Monday. Gabelli Growth, which owned 750,750 shares of Schwab at the end of 1998, has been selling blocks of 5,000 to 10,000 shares since the beginning of this year, Ward said.
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