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BUSINESS
April 14, 1994 | JAMES S. GRANELLI, TIMES STAFF WRITER
A small securities company, joining a growing group of operations upset that major brokerage houses are raiding their talent, has sued giant Prudential Securities Inc. for $12 million, alleging that it lured away its four top salespeople. Liberty Capital Markets Inc. accuses Prudential in a San Francisco Superior Court lawsuit of using their confidential working relationship to identify and hire Liberty's top producers, thus disrupting Liberty's business.
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BUSINESS
April 14, 1994 | From Times Staff and Wire Reports
Irvine Broker Sues Prudential: Liberty Capital Markets Inc., joining a growing group of operations upset with major brokerage houses raiding their talent, sued giant Prudential Securities Inc. for $12 million for allegedly stealing its four top salesmen. The Irvine bond broker and dealer also accuses Prudential of defamation for suggesting that Liberty had gone out of business.
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BUSINESS
April 14, 1994 | From Times Staff and Wire Reports
Irvine Broker Sues Prudential: Liberty Capital Markets Inc., joining a growing group of operations upset with major brokerage houses raiding their talent, sued giant Prudential Securities Inc. for $12 million for allegedly stealing its four top salesmen. The Irvine bond broker and dealer also accuses Prudential of defamation for suggesting that Liberty had gone out of business.
BUSINESS
April 14, 1994 | JAMES S. GRANELLI, TIMES STAFF WRITER
A small securities company, joining a growing group of operations upset that major brokerage houses are raiding their talent, has sued giant Prudential Securities Inc. for $12 million, alleging that it lured away its four top salespeople. Liberty Capital Markets Inc. accuses Prudential in a San Francisco Superior Court lawsuit of using their confidential working relationship to identify and hire Liberty's top producers, thus disrupting Liberty's business.
BUSINESS
July 6, 1989 | GREGORY CROUCH, Times Staff Writer
An Irvine brokerage has agreed to stop doing business in New Mexico to settle a complaint with that state's securities division, but the company still faces at least two lawsuits brought by local governments there that allege they were defrauded. New Mexico's securities division announced Monday that Liberty Capital Markets said it would withdraw its securities license and had agreed not to conduct any securities business in the state for the next five years.
NEWS
June 26, 1995 | DEBORA VRANA, TIMES STAFF WRITER
Liberty Capital Markets Inc. had a tantalizing offer for the city of Lake Forest: "Conservative Investments, Aggressively Pursued." The city, which recently recovered about $7.5 million from the bankrupt Orange County investment pool, has been bombarded with dozens of calls and stacks of glossy brochures from firms like Liberty, all promising savvy money management and sophisticated investment advice. Liberty touted its Wall Street connections and Orange County commitment.
BUSINESS
July 6, 1989 | GREGORY CROUCH, Times Staff Writer
An Irvine brokerage has agreed to stop doing business in New Mexico to settle a complaint with that state's securities division, but the company still faces at least two lawsuits brought by local governments there that allege they were defrauded. New Mexico's securities division announced Monday that Liberty Capital Markets said it would withdraw its securities license and had agreed not to conduct any securities business in the state for the next five years.
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