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November 3, 1988 | SCOT J. PALTROW, Times Staff Writer
Two Wall Street arbitrage firms and three individuals were indicted by a federal grand jury Wednesday on conspiracy and securities fraud charges in a case stemming from the so-called Yuppie Five insider trading investigation begun in 1986. The indictment appears to be a further indication of Manhattan U.S. Atty. Rudolph W. Giuliani's willingness to indict Wall Street firms and not just employees in the recent crackdown on Wall Street corruption.
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BUSINESS
April 29, 1992 | From Times Staff and Wire Reports
Former Drexel Executive Sentenced to Prison: A former Drexel Burnham Lambert vice president who was found guilty of securities fraud in a case growing out of the 1986 "yuppie five" insider trading scandal was sentenced to 18 months in prison. Ross Frankel, 35, who had worked in Drexel's arbitrage department, was also fined $10,000 for committing six felonies. He had been convicted in 1990 for insider trading and other securities frauds. Teicher is scheduled to be sentenced next week.
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BUSINESS
April 29, 1992 | From Times Staff and Wire Reports
Former Drexel Executive Sentenced to Prison: A former Drexel Burnham Lambert vice president who was found guilty of securities fraud in a case growing out of the 1986 "yuppie five" insider trading scandal was sentenced to 18 months in prison. Ross Frankel, 35, who had worked in Drexel's arbitrage department, was also fined $10,000 for committing six felonies. He had been convicted in 1990 for insider trading and other securities frauds. Teicher is scheduled to be sentenced next week.
BUSINESS
November 10, 1988 | SCOT J. PALTROW, Times Staff Writer
A trading assistant in Drexel Burnham Lambert's "junk bond" department in Beverly Hills was indicted Wednesday by a federal grand jury in New York on charges of perjury and obstruction of justice in connection with the continuing criminal investigation of the firm. Lisa A. Jones, 29, a resident of Sherman Oaks, was accused of lying to the grand jury in January when she answered questions about possible illegal "parking" of securities by Drexel.
BUSINESS
November 3, 1988 | SCOT J. PALTROW, Times Staff Writer
Two Wall Street arbitrage firms and three individuals were indicted by a federal grand jury Wednesday on conspiracy and securities fraud charges in a case stemming from the so-called Yuppie Five insider trading investigation begun in 1986. The indictment appears to be a further indication of Manhattan U.S. Atty. Rudolph W. Giuliani's willingness to indict Wall Street firms and not just employees in the recent crackdown on Wall Street corruption.
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