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BUSINESS
December 9, 1994 | From Times Staff and Wire Reports
Gabelli Settles Insider Trading Case: Gabelli & Co. Inc., a prominent and active Wall Street investment firm, and its investment adviser affiliate, Gamco Investors Inc., also agreed in the $100,000 settlement with the Securities and Exchange Commission to a cease and desist order and appointment of an independent consultant to review the firm's trading policies. Gabelli, based in Rye, N.Y., did not admit or deny SEC allegations that it failed to prevent misuse of confidential information.
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BUSINESS
September 27, 1995 | THOMAS S. MULLIGAN and EVELYN IRITANI, TIMES STAFF WRITERS
In a case reminiscent of the scandal that scuttled the British investment bank Barings, federal authorities on Tuesday charged a New York-based trader for Japan's Daiwa Bank Ltd. with fraudulently concealing unauthorized trading losses of $1.1 billion. If the allegations are proven, it could be the biggest bank fraud ever committed on U.S. soil.
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BUSINESS
December 11, 1993 | SCOT PALTROW, TIMES STAFF WRITER
St. Peter's College is so small it's easy to miss on a drive along Kennedy Boulevard through this city's drab downtown. The obscure Jesuit college's main campus takes up just one block, a few low brick buildings huddled around a concrete courtyard. Although neat and proud of its academic record--the college's emblem is a peacock--St. Peter's is not rich. Its tax returns list investments of about $6.
BUSINESS
December 9, 1994 | From Times Staff and Wire Reports
Gabelli Settles Insider Trading Case: Gabelli & Co. Inc., a prominent and active Wall Street investment firm, and its investment adviser affiliate, Gamco Investors Inc., also agreed in the $100,000 settlement with the Securities and Exchange Commission to a cease and desist order and appointment of an independent consultant to review the firm's trading policies. Gabelli, based in Rye, N.Y., did not admit or deny SEC allegations that it failed to prevent misuse of confidential information.
BUSINESS
September 27, 1995 | THOMAS S. MULLIGAN and EVELYN IRITANI, TIMES STAFF WRITERS
In a case reminiscent of the scandal that scuttled the British investment bank Barings, federal authorities on Tuesday charged a New York-based trader for Japan's Daiwa Bank Ltd. with fraudulently concealing unauthorized trading losses of $1.1 billion. If the allegations are proven, it could be the biggest bank fraud ever committed on U.S. soil.
BUSINESS
December 11, 1993 | SCOT PALTROW, TIMES STAFF WRITER
St. Peter's College is so small it's easy to miss on a drive along Kennedy Boulevard through this city's drab downtown. The obscure Jesuit college's main campus takes up just one block, a few low brick buildings huddled around a concrete courtyard. Although neat and proud of its academic record--the college's emblem is a peacock--St. Peter's is not rich. Its tax returns list investments of about $6.
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