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Securities Industry Massachusetts

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BUSINESS
July 9, 1999 | Reuters
Massachusetts securities regulators filed to revoke the license of Houston-based day-trading firm Landmark Securities to do business in the state, alleging that the manager of the firm's Boston office violated securities laws. The manager, Scott Kurland, is alleged to have forged customer signatures, engaged in usurious loan schemes and violated customers' "suitability" requirements, all in an effort to maximize commissions, regulators said.
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BUSINESS
July 9, 1999 | Reuters
Massachusetts securities regulators filed to revoke the license of Houston-based day-trading firm Landmark Securities to do business in the state, alleging that the manager of the firm's Boston office violated securities laws. The manager, Scott Kurland, is alleged to have forged customer signatures, engaged in usurious loan schemes and violated customers' "suitability" requirements, all in an effort to maximize commissions, regulators said.
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NEWS
July 27, 1991 | From Associated Press
A stock brokerage firm owned by President Bush's brother was fined $30,000 and barred from trading with the general public for one year for failing to register in Massachusetts, a regulator said Friday. Securities regulators said the New York firm of J. Bush & Co., whose only principal is Jonathan J. Bush, violated the state's registration laws. Under an agreement this week with Secretary of State Michael J.
NEWS
July 27, 1991 | From Associated Press
A stock brokerage firm owned by President Bush's brother was fined $30,000 and barred from trading with the general public for one year for failing to register in Massachusetts, a regulator said Friday. Securities regulators said the New York firm of J. Bush & Co., whose only principal is Jonathan J. Bush, violated the state's registration laws. Under an agreement this week with Secretary of State Michael J.
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