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Smith Barney Shearson

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BUSINESS
June 25, 1993 | SCOT J. PALTROW, TIMES STAFF WRITER
Primerica Corp., seeking to bolster the financial clout of its soon-to-be-merged Smith Barney Shearson securities brokerage, on Thursday named one of Wall Street's most respected investment bankers to head the unit. Robert F. Greenhill, 57, former president of Morgan Stanley Group, was named chairman and chief executive of Smith Barney Shearson.
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BUSINESS
February 24, 1994 | SCOT J. PALTROW, TIMES STAFF WRITER
The New York Stock Exchange disclosed Wednesday that it has charged Smith Barney Shearson, the nation's second-largest brokerage, with repeatedly failing to notify regulators of customer complaints and disciplinary proceedings against its brokers. In at least one instance, such a lapse prevented the NYSE from launching its own investigation of a broker, the exchange alleged.
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BUSINESS
February 24, 1994 | SCOT J. PALTROW, TIMES STAFF WRITER
The New York Stock Exchange disclosed Wednesday that it has charged Smith Barney Shearson, the nation's second-largest brokerage, with repeatedly failing to notify regulators of customer complaints and disciplinary proceedings against its brokers. In at least one instance, such a lapse prevented the NYSE from launching its own investigation of a broker, the exchange alleged.
BUSINESS
October 30, 1993 | SCOT J. PALTROW, TIMES STAFF WRITER
The Securities and Exchange Commission has notified at least 10 former and current Prudential Securities executives and managers that they may face civil charges for their role in the firm's $8-billion limited partnership debacle, sources close to the case said. In a separate development, Smith Barney Shearson said Friday that its senior executive vice president, George L. Ball, will leave the firm next month.
BUSINESS
October 1, 1993 | From Times Staff and Wire Reports
CalFed Hires Smith Barney Shearson: California Federal Bank shares closed up $1.625 at $15 per share in NYSE trading after the thrift announced it has hired investment adviser Smith Barney Shearson to explore "how best to maximize shareholder value." Options include a possible sale of the 183-branch thrift, the nation's sixth-largest, to an outside financial institution or a bulk sale of problem assets, which as of June 30 represented an alarmingly high 7.45% of CalFed's $15.9 billion in
BUSINESS
May 24, 1994
Summit Care Corp., a Burbank-based operator of nursing-care and retirement centers, said it has filed a registration statement with the Securities and Exchange Commission for an offering of 1.5 million shares of common stock worth about $30 million. Proceeds from the public offering will be used to repay debt and fund expansion of existing centers and the acquisition and construction of new centers. Dillon, Read & Co. Inc., Robertson, Stephens & Co. L.P. and Smith Barney Shearson Inc.
BUSINESS
October 30, 1993 | SCOT J. PALTROW, TIMES STAFF WRITER
The Securities and Exchange Commission has notified at least 10 former and current Prudential Securities executives and managers that they may face civil charges for their role in the firm's $8-billion limited partnership debacle, sources close to the case said. In a separate development, Smith Barney Shearson said Friday that its senior executive vice president, George L. Ball, will leave the firm next month.
BUSINESS
October 1, 1993 | From Times Staff and Wire Reports
CalFed Hires Smith Barney Shearson: California Federal Bank shares closed up $1.625 at $15 per share in NYSE trading after the thrift announced it has hired investment adviser Smith Barney Shearson to explore "how best to maximize shareholder value." Options include a possible sale of the 183-branch thrift, the nation's sixth-largest, to an outside financial institution or a bulk sale of problem assets, which as of June 30 represented an alarmingly high 7.45% of CalFed's $15.9 billion in
BUSINESS
June 25, 1993 | SCOT J. PALTROW, TIMES STAFF WRITER
Primerica Corp., seeking to bolster the financial clout of its soon-to-be-merged Smith Barney Shearson securities brokerage, on Thursday named one of Wall Street's most respected investment bankers to head the unit. Robert F. Greenhill, 57, former president of Morgan Stanley Group, was named chairman and chief executive of Smith Barney Shearson.
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