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Strong Capital Management Company

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November 3, 2003 | Tom Petruno, Times Staff Writer
Richard S. Strong resigned Sunday as chairman of the mutual fund company he founded nearly 30 years ago, becoming the highest-profile fund officer so far to step down amid a deepening industry scandal. Strong's move came a few days after New York Atty. Gen. Eliot Spitzer said he might bring criminal charges against the 61-year-old executive involving alleged improper trading in shares of funds managed by Strong Capital Management Inc. The Menomonee Falls, Wis.
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BUSINESS
November 3, 2004 | From Times Wire Services
The Securities and Exchange Commission on Tuesday announced another delay in its push to assert its clout over banks in the brokerage business. The commission said it was extending until March 31, 2005, a legal exemption that bank brokerages have from SEC oversight. The exemption had been scheduled to expire this month. The SEC has been attempting to impose a new set of rules -- known as Regulation B -- on bank brokerages. But opposition has been fierce.
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BUSINESS
November 3, 2004 | From Times Wire Services
The Securities and Exchange Commission on Tuesday announced another delay in its push to assert its clout over banks in the brokerage business. The commission said it was extending until March 31, 2005, a legal exemption that bank brokerages have from SEC oversight. The exemption had been scheduled to expire this month. The SEC has been attempting to impose a new set of rules -- known as Regulation B -- on bank brokerages. But opposition has been fierce.
BUSINESS
November 3, 2003 | Tom Petruno, Times Staff Writer
Richard S. Strong resigned Sunday as chairman of the mutual fund company he founded nearly 30 years ago, becoming the highest-profile fund officer so far to step down amid a deepening industry scandal. Strong's move came a few days after New York Atty. Gen. Eliot Spitzer said he might bring criminal charges against the 61-year-old executive involving alleged improper trading in shares of funds managed by Strong Capital Management Inc. The Menomonee Falls, Wis.
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